Privacy Policy

Dinosaur Financial Group, LLC Privacy Policy

Dinosaur is committed to maintaining the confidentiality, integrity and security of personal information about our current and prospective customers. We understand that privacy is an important issue for you, and we also want you to understand how we protect your privacy when we collect personal information about you.

Information We Collect

The personal information we collect from you comes from information you supply to us in account opening applications (whether written or electronic), or in other forms you may provide to us. This information may include your name, address, social security number or tax identification number, account number, account balances and financial information about you.

Information We May Share

Dinosaur may share personal information about our current and former customers with our affiliated companies and service providers around the world. We may share the information for everyday business purposes, including to process your transactions, to assist us in providing services, or for marketing purposes to offer products and services that may be of interest to you.

We may also share personal with non-affiliated companies that are required to process your transactions such as clearing firms, or provide other services. We do not sell your information or provide it to non-affiliated parties for marketing purposes.

We may also disclose information about current or former customers in order to cooperate with legal or regulatory authorities or pursuant to a court order or subpoena. In addition, we may disclose personal information as necessary to perform credit checks, collect debts, enforce our legal rights or otherwise protect our interests and property.

How We Protect Your Information

It is our policy not to release your personal information except as permitted by law, with your consent, as requested by you or set forth below. Within Dinosaur, we restrict access to your personal information to those who require it to provide products or services to you.

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

Opt Out Notice

If you prefer that we do not disclose your nonpublic personal information to unaffiliated third parties, you may opt out of those disclosures; that is, you may direct us not to make those disclosures (other than disclosures permitted or required by law). If you wish to opt out of disclosures to nonaffiliated third parties, you may fax a request to 212-448-9130 stating: “I do not wish to share personal information with nonaffiliated third parties.” Please include your account number, the name as it appears on your statement and, if applicable, an email address.