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Business Continuity Plan Disclosure

Disclosure Required by Financial Industry Regulatory Authority (FINRA) 4370

Dinosaur Financial Group LLC (DFG) is committed to protecting the financial interests of its customers. As such, DFG has developed a Business Continuity Plan (BCP) in accordance with the rules set forth by the Financial Industry Regulatory Authority (FINRA) should any event cause any undue disturbance to these interests. The plan is reviewed at least annually and updated as necessary. The plan deals with operational disruption events that include both internal interruptions (building power outages, building fires etc.) and external developments that may cause significant problems on a larger scale (terrorist attacks, city floods, regional disruptions etc.)

DFG’s plan is to deal with these business interruptions by safeguarding the lives of its employees, the firm’s property, and then resume operations in a safe and professional manner. Communications will be maintained as best as possible given any event and regular business activities will resume as quickly and as efficiently as possible. Any operational lapse will be handled to the best of the firm’s ability with an immediate focus on returning to normalcy. Please contact DFG if you have any questions or concerns regarding this matter.

Please feel free to contact Dinosaur Financial Group with any questions at 212-488-9944 or at